Dealer - 1 openingSales , Erode
KYC SPECIALIST : Candidate should have a hands-on experience in stock broking back-office operations. Operations includes 1. KYC account opening process, KRA, CKYC 2. Creation of Client UCI in all exchanges, 3. Settlement of exchange funds/securities pay-in pay outs, margins, for NSE, BSE, MCX. 4. Trade processing, stock reconciliations, reporting of funds, holdings on weekly / monthly uploads, 5. Buy-back, OFS, MF, Dividend reconciliation 6. General Accounting knowledge related to general accounts procedure. 7. Creation of Pledge for Margin shortfall / Exposure. 8. Interacting with clients for resolving queries/ reporting etc. 9. Good knowledge of MS Word MS Excel, etc. 10. Implementation of internal controls and process to smoother operations 11. Ensuring compliance requirements as per SEBI Regulations. Co-coordinating with Back-office vendor to resolve system. 12. Co-ordinate Internal exchange audit. 13. Internal department Co-ordination.