Career Description
Dealer - 1 opening
Sales , ErodeKYC SPECIALIST :
Candidate should have a hands-on experience in stock broking back-office operations. Operations includes
1. KYC account opening process, KRA, CKYC
2. Creation of Client UCI in all exchanges,
3. Settlement of exchange funds/securities pay-in pay outs, margins, for NSE, BSE, MCX.
4. Trade processing, stock reconciliations, reporting of funds, holdings on weekly / monthly uploads,
5. Buy-back, OFS, MF, Dividend reconciliation
6. General Accounting knowledge related to general accounts procedure.
7. Creation of Pledge for Margin shortfall / Exposure.
8. Interacting with clients for resolving queries/ reporting etc.
9. Good knowledge of MS Word MS Excel, etc.
10. Implementation of internal controls and process to smoother operations
11. Ensuring compliance requirements as per SEBI Regulations. Co-coordinating with Back-office vendor to resolve system.
12. Co-ordinate Internal exchange audit.
13. Internal department Co-ordination.